Think of any two numbers. Make a
third by adding the first and second, a fourth by adding the
second and third, and so on. When you have written down about 20
numbers, calculate the ratio of the last to the second from
last. The answer should be close to 1.6180339887...
What's the significance of this number? It's the "golden
ratio" and, arguably, it crops up in more places in art, music
and so on than any number except pi. Claude Debussy used it
explicitly in his music and Le Corbusier in his architecture.
There are claims the number was used by Leonardo da Vinci in the
painting of the Mona Lisa, by the Greeks in building the
Parthenon and by ancient Egyptians in the construction of the
Great Pyramid of Khufu.
What makes the golden ratio special is the number of
mathematical properties it possesses. The golden ratio is the
only number whose square can be produced simply by adding 1 and
whose reciprocal by subtracting 1. If you take a golden
rectangle - one whose length-to-breadth is in the golden ratio -
and snip out a square, what remains is another, smaller golden
rectangle. The golden ratio is also difficult to pin down: it's
the most difficult to express as any kind of fraction and its
digits - 10 million of which were computed in 1996 - never
repeat.
It was this elusive nature that led the 15th-century Italian
friar and mathematician Luca Pacioli to equate the golden ratio
with the incomprehensibility of God. Although Euclid defined it
around 300 BC, and the followers of Pythagoras probably knew of
it two centuries earlier, it was Pacioli's three-volume
treatise, The Divine Proportion, that was crucial in
disseminating the golden ratio beyond the world of mathematics.
Da Vinci was a friend of Pacioli's and almost certainly would
have read the book, hence the claim that he painted the face of
the Mona Lisa to fit inside a hypothetical golden rectangle.
"Of course, it all depends on how you draw the rectangle!"
says Mario Livio, who has written a book called The Golden Ratio
and who is head of science at Baltimore's Space Telescope
Science Institute.
The appeal of the divine proportion to the human eye and
brain has been scientifically tested. Dozens of psychological
tests, beginning with those of Gustav Fechner in the 19th
century, have shown that, when subjects are presented with a
range of rectangles, they invariably pick out as most pleasing
ones whose sides are in the golden ratio.
But the most surprising thing is that a number deemed
aesthetically pleasing by human beings also crops up in nature
and science. Take the arrangement of leaves on the stem of a
plant. As each new leaf grows, it does so at an angle offset
from that of the leaf below. The most common angle between
successive leaves is 137.5 - the golden angle. Why? Because
137.5 = 360 - 360/G, where G is the golden ratio. Why does the
golden ratio play a role in the arrangement of leaves? It's all
down to the "irrationality" of the number. Irrational numbers
are ones that cannot be expressed as the ratio of two whole
numbers - for instance, 5/2.
"The golden ratio is arguably the most irrational of all
irrational numbers," says Livio. This can be said more
precisely. Irrational numbers can be expressed as continued
fractions - basically an infinite series of ever-diminishing
terms. As each successive term is added, the continued fraction
converges towards a single value.
"The golden ratio is the slowest of all continued fractions
to converge," says Livio. This turns out to be the key property.
A new leaf must collect sunlight without throwing the leaves
below it into too much shadow. A plant must arrange its leaves
in such a way that the greatest number can spiral around the
stem before a new leaf sprouts immediately above a lower one -
that is offset at 360.
"What better way to do this than to choose an angle between
leaves based on a number that takes the longest to converge?"
says Livio.
The golden ratio also crops up in the hard sciences. Take the
growth of "quasi-crystals". These have "five-fold symmetry",
which means they make a pattern that looks the same when rotated
by multiples of one-fifth of 360 . In the 1990s, physicists in
Switzerland and the US imaged the microscopic terrain of the
surface of such crystals. They found flat "terraces" punctuated
by abrupt vertical steps. The steps come in two predominant
sizes. The ratio of the two step heights? The golden ratio!
Even Pythagoreans may have known of the association of the
golden ratio with five-fold symmetry. The symbol of their cult
was the five-pointed star, and the ratio of the length of the
side of each triangular point to its projected base is the
golden ratio.
Perhaps the most surprising place the golden ratio crops up
is in the physics of black holes, a discovery made by Paul
Davies of the University of Adelaide in 1989. Black holes and
other self-gravitating bodies such as the sun have a "negative
specific heat". This means they get hotter as they lose heat.
Basically, loss of heat robs the gas of a body such as the sun
of internal pressure, enabling gravity to squeeze it into a
smaller volume. The gas then heats up, for the same reason that
the air in a bicycle pump gets hot when it is squeezed.
Things are not so simple, however, for a spinning black hole,
since there is an outward "centrifugal force" acting to prevent
any shrinkage of the hole. The force depends on how fast the
hole is spinning. It turns out that at a critical value of the
spin, a black hole flips from negative to positive specific heat
- that is, from growing hotter as it loses heat to growing
colder. What determines the critical value? The mass of the
black hole and the golden ratio!
Why is the golden ratio associated with black holes? "It's a
complete enigma," Livio confesses. Shakespeare said it all:
"There are more things in heaven and earth..."